Knowledge Themes
Securities and Exchange Board of India Act 1992
Securities Contracts (Regulation) Act 1956
Quasi-judicial and Quasi-legislative Powers
Protection of Investor Interests
Prohibition of Insider Trading Regulations
Regulation of Stock Exchanges
Mutual Funds and Collective Investment Schemes
Securities Appellate Tribunal
Disclosure and Investor Protection (DIP) Guidelines
Regulation of Intermediaries
Substantial Acquisition of Shares and Takeovers (-Takeover Code)
Corporate Governance Standards
Listing Obligations and Disclosure Requirements
Investor Education and Protection Fund
SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations
Structural Subtopics
- Evolution of SEBI from a non-statutory to a statutory body
- Composition of the SEBI Board and appointment process
- Quasi-legislative powers for drafting regulations
- Quasi-judicial powers for adjudication and passing orders
- Quasi-executive powers for investigation and enforcement
- Regulation of stock exchanges and intermediaries like brokers and merchant bankers
- Prohibition of fraudulent and unfair trade practices
- Prevention of insider trading and price rigging
- Regulation of substantial acquisition of shares and takeovers
- Oversight of Collective Investment Schemes and Mutual Funds
- Investor protection measures and grievance redressal mechanisms
- Role in promoting investor education and training
- Relationship between SEBI and the Securities Appellate Tribunal (SAT)
- Impact of SEBI reforms on market transparency and electronic trading
- Role of SEBI in regulating Credit Rating Agencies and Depositories
Study Material
Full AI-synthesized study material for SEBI — Powers, Functions & Securities Market Regulation is being calibrated.
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