Knowledge Themes
SEBI Act 1992
Securities Contracts (Regulation) Act 1956
SEBI (LODR) Regulations 2015
SEBI (ICDR) Regulations 2018
Corporate Governance
Clause 49 of Listing Agreement
Initial Public Offering (IPO)
Primary and Secondary Markets
Insider Trading Regulations
Takeover Code
Securities Appellate Tribunal (SAT)
Investor Education and Protection Fund (IEPF)
Bond Market
Corporate Bond Market Reforms
ASBA System
T+1 Settlement Cycle
SCORES Portal
Qualified Institutional Placement (QIP)
Structural Subtopics
- Evolution of SEBI from a non-statutory to a statutory body
- SEBI's role in protecting investor interests and preventing insider trading
- Regulation of stock exchanges and market intermediaries by SEBI
- Impact of dematerialization and T+1 settlement cycles
- Framework for Initial Public Offerings (IPOs) and Follow-on Public Offers (FPOs)
- Role and importance of the Corporate Bond Market in India
- Challenges in the development of the Indian Bond Market
- Uday Kotak Committee recommendations on Corporate Governance
- Governance standards for listed companies and independent directors
- Mechanisms for investor grievance redressal such as SCORES and IPF
- SEBI’s powers of search and seizure and enforcement actions
- Impact of technological advancements like Algorithmic and High-Frequency Trading
- Regulations regarding Credit Rating Agencies and Mutual Funds
- Corporate governance issues in promoter-led vs professionally managed firms
Study Material
Full AI-synthesized study material for Capital Markets — SEBI Regulation, Bond Market & Corporate Governance is being calibrated.
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